Reduced compliance burden with SilverSky’s Message Archive
By Radicati Team • Feb 11th, 2011 • Category: OtherA broker-dealer, headquartered in Dallas, Texas, is the preferred broker for 130 financial advisors
employed by 50 small, independent advisory firms across the United States. These firms sell financial
products, such as mutual funds, stocks and life insurance, to high net worth individuals. The brokerdealer
selects the products the advisors offer, provides expertise, training and collateral, and delivers a
technology platform for its advisors. These unique characteristics allow them to give its affiliated advisory
firms the flexibility and resources of a large brokerage, while preserving the culture of personal service
that customers expect from smaller companies.